22/10/24 19:51:00

Release according to article 40 para. 1 WpHG

Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG

München (pta026/22.10.2024/19:51 UTC+2) - Release of Voting Rights Announcement

Voting Rights Announcement

1. Details of issuer

Name: Siemens Energy AG
Legal Entity Identifier (LEI): 5299005
Street: Otto-Hahn-Ring 6
Postal code: 81739
City: Munich, Germany

2. Reason for notification
Acquisition / disposal of shares with voting rights

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City and country of registered office: Zurich, Switzerland

4. Names of shareholders holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached
17.10.2024

6. Total positions

  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 2.8 3.26 6.06 799,309,712
Previous notification (if applicable) 3.05 2.62 5.67

7. Details on total positions

a. Voting rights attached to shares (Sec.s 33, 34 WpHG)

ISIN Absolute direct (Sec. 33 WpHG) Absolute indirect (Sec. 34 WpHG) In % direct (Sec. 33 WpHG) In % indirect (Sec. 34 WpHG)
DE000ENER6Y0 0 22,372,054 0.00 2.8
Total:   22,372,054   2.8

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Voting Rights Absolute Voting Rights in %
Right to Recall of Lent Shares At any time 879,018 0.11
Right of Use over Shares At any time 593,460 0.07
Long Call Options 20/12/2024-19/12/2025 3,692,033 0.46
Right of Use over ADR At any time 693 0.00
    Total: 5,165,204 0.65

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

type of instrument Maturity / Expiration Exercise or conversion period Cash or physical transaction Voting Rights Absolute Voting Rights in %
Short Put Options 18/10/2024-19/12/2025 Physical 7,676,333 0.96
Swaps On Baskets 04/11/2024 - 30/09/2026 Cash 3,318,393 0.42
Equity Swaps 09/02/2026 - 13/03/2028 Physical 3,377,000 0.42
Convertible Bond (DE000A3K81W7) 14/09/2025 14/09/2022-08/09/2025 Physical 3,160,910 0.4
Reverse Convertible Bond () 14/02/2025 Physical 43,373 0.01
Long Call Options 14/01/2025 Cash 62,267 0.01
Long Call Warrants - Cash 146,684 0.02
Equity Swaps 29/10/2024 - 25/09/2029 Cash 225,125 0.03
Swaps On Indices 22/10/2024 Cash 2,135,000 0.27
Right of Use over Reverse Convertible Bond At any time Cash 525,339 0.07
Right of Use over Reverse Convertible Bond At any time Physical 230,709 0.03
      Total: 20,901,133 2.61

8. Information in relation to the person subject to the notification obligation

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
UBS Group AG
UBS AG
UBS Switzerland AG
-
UBS Group AG
UBS AG
UBS Bank (Canada)
-
UBS AG
UBS Asset Management AG
UBS Asset Management (Singapore) Ltd
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Asset Management Holding (No. 2) Ltd
UBS Asset Management Holding Ltd
UBS Asset Management (UK) Limited
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Asset Management Holding (No. 2) Ltd
UBS Asset Management Holding Ltd
UBS Asset Management Life Limited
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Asset Management Switzerland AG
UBS Fund Management (Switzerland) AG
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Asset Management (Europe) S.A.
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Asset Management (Australia) Ltd
-
UBS Group AG
UBS AG
UBS Asset Management AG
UBS Third Party Management Company S.A.
-
UBS Group AG
UBS AG
UBS Americas Holding LLC
UBS Americas Inc.
UBS Asset Management (Americas) LLC
-
UBS Group AG
UBS AG
UBS Americas Holding LLC
UBS Americas Inc.
UBS Financial Services Inc.
-
UBS Group AG
UBS AG
UBS Europe SE
-
UBS Group AG
UBS AG
UBS Americas Holding LLC
UBS Americas Inc.
UBS Securities LLC
-
UBS Group AG
UBS AG
Credit Suisse International
-
UBS Group AG
UBS AG
Credit Suisse Asset Management International Holding Ltd
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
MultiConcept Fund Management S.A.

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting: N/A

Holding total positions (6.) after general meeting:

Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other useful information

Date
22.10.2024

(end)

Emitter: Siemens Energy AG
Otto-Hahn-Ring 6
81739 München
Germany
Contact Person: Investor Relations
Phone: +49 89 207084040
E-Mail: investorrelations@siemens-energy.com
Website: www.siemens-energy.com
ISIN(s): DE000ENER6Y0 (Share)
Stock Exchange(s): Regulated Market in Frankfurt; Free Market in Berlin, Dusseldorf, Hamburg, Hannover, Munich, Stuttgart, Tradegate

[ source: https://www.pressetext.com/news/1729619460129 ]

(c) pressetext Nachrichtenagentur GmbH Ad-hoc and financial news distributed by pressetext. Archive: https://www.pressetext.com/channel/Adhoc The emitter is responsible for the content. Contact: adhoc@pressetext.com or +43-1-81140-0.